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Writing for ThinkAdvisor, Mark Jensen and Ian Roffman Pen Article on Mutual Fund Shareholder Reporting
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Mark Jensen, of counsel in Nutter’s Litigation Department and a member of the firm’s Securities Enforcement and Litigation practice group, and Ian Roffman, chair of Nutter’s Securities Enforcement and Litigation practice and a member of the firm’s Executive Committee, wrote an article for ThinkAdvisor on “tailored shareholder reporting,” the latest proposal by the SEC for investors.
In the article, “3 Reasons the SEC’s Latest Shareholder Proposal May Be a Game-Changer,” Mark and Ian note simplifying the information and reducing redundancy in mutual fund documents are the right steps by the regulator.
