Mark C. Jensen
Mark C. Jensen is Of Counsel in Nutter’s Litigation Department and a member of the firm’s Securities Enforcement and Litigation practice group. A seasoned securities lawyer, Mark represents corporate and individual clients in Securities Act (’33 Act), Securities Exchange Act (’34 Act), and Investment Company Act (’40 Act) regulatory and litigation matters. Clients also rely on Mark’s advice concerning transactional, governance, and regulatory issues involving investment advisers, broker-dealers, mutual funds and variable insurance products. In addition, Mark provides advice and handles disputes regarding corporate professional liability and directors and officers insurance claims.
Mark regularly advises clients on:
- Securities class actions under ’33 and ’34 Acts
- Compliance and liability issues under the Investment Company Act and Investment Advisers Act
- Corporate professional liability and directors and officers insurance claims
- Securities arbitrations
- Regulatory investigations
- Internal investigations
- Risk mitigation assignments
Prior to joining Nutter, Mark was Vice President, Associate General Counsel of one of the leading financial services companies, focusing on litigation and investigations. He also has extensive experience providing advice on legal and compliance issues of investment advisers, mutual funds and variable insurance products, as well as corporate liability and directors and officers insurance.
Mark continues his leadership outside the firm by serving as immediate past president of the Brookline Community Mental Health Center and on the National Council of Graywolf Press in Minneapolis.
- Eastern Bankshares, Inc.
Nutter served as legal counsel to Eastern Bank Corporation, the mutual holding company of Eastern Bank, in its conversion to a fully public stock holding company known as Eastern Bankshares, Inc. (NASDAQ Global Select Market: EBC).
News & Insights
- Nutter Represents Eastern Bankshares, Inc. in Historic Initial Public Offering: Largest Full Conversion by U.S. Bank10.19.2020 | Press Release
- 06.11.2018 | Press Release
- 03.30.2021 | Legal Update
- 02.25.2021 | Legal Update
- Writing for Value Walk, Ian Roffman and Mark Jensen Discuss SEC's New Investment Adviser Advertising Rule02.05.2021 | Article
- 01.28.2021 | Legal Update
- Writing for Law360, Ian Roffman and Mark Jensen Suggest New Guiding Principles for SEC's Enforcement Division01.27.2021 | Article
- Writing for Corporate Compliance Insights, Ian Roffman and Mark Jensen Author Article on SEC's New Fair Value Rule01.12.2021 | Article
- 12.28.2020 | Legal Update
- 12.22.2020 | Legal Update
- Writing for Corporate Compliance Insights, Ian Roffman and Mark Jensen List Takeaways from the SEC’s Mutual Fund Derivatives Rule12.01.2020 | Article
- 11.24.2020 | Legal Update
- 10.29.2020 | Legal Update
- 09.30.2020 | Legal Update
- 08.27.2020 | Legal Update
- Writing for ThinkAdvisor, Mark Jensen and Ian Roffman Pen Article on Mutual Fund Shareholder Reporting08.19.2020 | Article
- 07.29.2020 | Legal Update
- 06.29.2020 | Legal Update
- 06.22.2020 | Legal Advisory
- 06.17.2020 | Legal Update
- 05.28.2020 | Legal Update
- 04.29.2020 | Legal Update
- 04.10.2020 | Legal Update
- 04.06.2020 | Legal Update
- 03.31.2020 | Legal Update
- 03.27.2020 | Legal Update
- Special Edition Nutter Bank Report: Federal Reserve Announces Extraordinary Second Wave of New Initiatives in Response to the Global Pandemic03.24.2020 | Legal Update
- 10.18.2019 | Article
- Writing for Law360, Mark Jensen, Ian Roffman, and Mike Krebs Analyze the U.S. Securities and Exchange Commission ‘Regulation Best Interest’ Rules09.11.2018 | Article
- 06.28.2018 | Legal Update
- 02.15.2018 | Legal Update
- 09.26.2017 | Article
Education & Admissions
Duke University School of Law, J.D. with distinction
Dartmouth College, AB, magna cum laude
In the Community
Mark is the immediate past board president of Brookline Community Mental Health Center and a member of the National Council of Graywolf Press, a leading independent literary publisher.
A seasoned securities lawyer, Mark counsels clients on Securities Act (’33 Act), Securities Exchange Act (’34 Act), and Investment Company Act (’40 Act) claims.