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Writing for Corporate Compliance Insights, Ian Roffman and Mark Jensen List Takeaways from the SEC’s Mutual Fund Derivatives Rule
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Ian Roffman, chair of Nutter’s Securities Enforcement and Litigation practice and a member of the firm's Executive Committee, and Mark Jensen, of counsel in Nutter’s Litigation Department and a member of the firm’s Securities Enforcement and Litigation practice group, co-wrote an article for Corporate Compliance Insights titled, “10 Takeaways from the SEC’s Mutual Fund Derivatives Rule.” The article discusses what the new rules mean for fund groups and fund investors in addition to the commission’s key findings and policy decisions.
