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Writing for Law360, Mark Jensen, Ian Roffman, and Mike Krebs Analyze the U.S. Securities and Exchange Commission ‘Regulation Best Interest’ Rules
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Mark Jensen, of counsel in Nutter’s Litigation Department, Ian Roffman, a partner and chair of Nutter’s Litigation Department, and Mike Krebs, a partner and chair of Nutter’s Corporate and Transactions Department wrote an article that analyzed the SEC’s proposed package of rules in Law360. In the article, “Regulation Best Interest: The SEC Can’t Please Everyone” Mark, Ian, and Mike analyze the “Regulation Best Interest,” which is intended to raise the standard of care for investment professionals and, not least, to reassert its role as the primary securities regulator in response to the U.S. Department of Labor’s (now-defunct) effort to regulate services to retirement plans.
