Search

Trending news

Ian Roffman Quoted on 2018 SEC Priorities in InvestmentNews

Print PDF
| Media Coverage

Ian Roffman, chair of Nutter’s Litigation Department and a partner in the firm’s Securities Enforcement and Litigation practice group, was quoted in an InvestmentNews article on the SEC’s priorities in 2018. In the article, “Cutting Through the Red Tape of Adviser Regulation is Tricky,” Ian commented on how the SEC’s enforcement philosophy will result in action this year, saying, “By all indications, they're looking to bring cases against money managers, investment advisers and brokerage firms. They're signaling they're going to target funds that affect individuals and potentially also types of institutions that are collective vehicles for individuals, such as retirement or pension funds."

More News >
Back to Page

Nutter McClennen & Fish LLP Cookie Preference Center

Your Privacy

When you visit our website, we use cookies on your browser to collect information. The information collected might relate to you, your preferences, or your device, and is mostly used to make the site work as you expect it to and to provide a more personalized web experience. For more information about how we use Cookies, please see our Privacy Policy.

Strictly Necessary Cookies

Always Active

Necessary cookies enable core functionality such as security, network management, and accessibility. These cookies may only be disabled by changing your browser settings, but this may affect how the website functions.

Functional Cookies

Always Active

Some functions of the site require remembering user choices, for example your cookie preference, or keyword search highlighting. These do not store any personal information.

Form Submissions

Always Active

When submitting your data, for example on a contact form or event registration, a cookie might be used to monitor the state of your submission across pages.

Performance Cookies

Performance cookies help us improve our website by collecting and reporting information on its usage. We access and process information from these cookies at an aggregate level.

Powered by Firmseek