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Ian Roffman Discusses Government Investigations in ‘On Boards’ Podcast

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Ian Roffman, chair of Nutter’s Securities Enforcement and Litigation practice group and a member of the firm’s Executive Committee, was a guest speaker on the “On Boards” podcast, which covers boards of directors and advisors and all aspects of governance. In the episode, “What Do You Do When Your Board Receives a Subpoena or the Government Is Investigating Your Company?”, Ian addressed what a board and management should do when they receive a government subpoena, a whistleblower complaint, or a letter or a phone call from a government regulator. Ian discussed how transparency and collaboration within an organization are among the most powerful things that companies can do to put themselves in a position to deal with regulatory inquiries.

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