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Securities Docket Names Ian Roffman to 2025 “Enforcement Elite”
Print PDFIan Roffman, chair of Nutter’s Securities Enforcement and Litigation practice group, has been selected among Securities Docket's “Enforcement Elite” for 2025. According to Securities Docket, the list recognizes “the best securities enforcement defense counsel in the industry… who not only have the right stuff to handle bet-the-company matters, but are also the kind of defensive specialists critical to have on speed-dial should the SEC's Division of Enforcement come calling.” The selection criteria is guided by a simple question: “Who would you hire if you, your company, or a family member was faced with an important SEC enforcement matter?”
Ian leads a Securities Enforcement and Litigation team that clients rely on when facing SEC investigations, securities litigation, government inquiries, corporate governance disputes, and complex civil disputes. His clients include investment advisers; broker-dealers; private funds; insurance companies and the individuals who lead them; public companies and their executives and directors; accounting firms and accountants; banks and credit unions; private investors; and others involved in complex financial matters, including elected officials and agencies. Clients also engage Ian to conduct internal investigations to uncover potential wrongdoing, make independent findings, head off litigation or regulatory inquiries, or remediate malfeasance. An experienced trial lawyer, Ian served as Senior Trial Counsel in the SEC’s Boston office prior to joining Nutter.
