Ian Roffman presents at Boston Bar Association’s “Recent Developments and Ongoing Trends in FINRA Enforcement”Print PDF
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Ian Roffman, partner in the Litigation Department and a member of the Securities Enforcement and Litigation and Government Investigations and White Collar Defense practice groups, spoke at the Boston Bar Association’s “Recent Developments and Ongoing Trends in FINRA Enforcement” on April 10. Ian and Stuart Feldman, Regional Litigation Counsel for FINRA's Boston office, discussed recent developments in FINRA enforcement as well as trends outside counsel should know to better serve their clients.
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