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Christine Docherty Moderates Banking Regulatory Panel at FMA’s 2022 Securities Compliance Seminar

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Christine Docherty will moderate the “Banking Regulatory Forum” panel at the 2022 Securities Compliance Seminar hosted by the Financial Markets Association (FMA). The seminar focuses on current compliance topics, new rules or interpretations, and regulatory initiatives for financial institutions and their affiliated broker dealers.

Event details:
Thursday, May 5, 2022
8:30-9:30AM ET

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