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Ian Roffman publishes “SEC v. Tambone: What It Means to “Make” a Statement to Investors”

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July 9, 2010 | Article

Ian Roffman, a partner in the Litigation Department who focuses on securities law and government investigations and was formerly a senior trial lawyer at the Securities & Exchange Commission, published “SEC v. Tambone: What It Means to “Make” a Statement to Investors” in the Summer issue of the Boston Bar Journal. The article discusses a recent and important appellate court decision addressing the expansive reach of the antifraud provisions of the federal securities laws, an issue of central concern to the securities industry and securities law practitioners.

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