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Ian Roffman moderates BBA program “New Directions from the SEC: What SEC Defense Counsel Need to Know for 2010-2011”

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09.08.2010
Ian Roffman, a member of the firm’s Government Investigations and White Collar Defense practice group and a former senior trial lawyer at the Securities & Exchange Commission, served as moderator of the Boston Bar Association’s (BBA) program “New Directions from the SEC: What SEC Defense Counsel Need to Know for 2010-2011” on September 8. The program focused on the impact of the Dodd-Frank Act, possible new fiduciary standards for brokers/investment advisors and the changing landscape for settlements.

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