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Ian Roffman quoted in “Industry Looks at Major Regulatory Challenges in ’09”

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01.05.2009
Ian Roffman, a member of the firm’s Government Investigations and White Collar Defense practice group and a former SEC trial attorney, was quoted in “Industry Looks at Major Regulatory Challenges in ‘09” on January 5. The article discusses the financial tsunami that forced the mutual fund industry to realign its regulatory agenda for 2009 and shelf major reform efforts for Rule 12b-1. Along with many industry experts Ian notes that Rule 12b-1 is one of the issues that will not likely factor prominently on fund company agendas.
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